August 17, 2017
- President, TD Ameritrade Trust Company
Managing Director of Advisor Advocacy & Industry Affairs
August 9, 2017 – Like most folks, I usually look forward to some downtime in July and August. Evidently, that is just not to be this summer.
In my last blog, I pointed out all the advisor regulatory developments that made June 2017 the busiest, arguably the most newsworthy month in a long time in this arena. As I write this in early August, the pace of noteworthy regulatory development remains strong, with a number of new developments to report.